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Control Loop Case History 110

Incorrect perceptions result in poor control

There is no doubt at all that one of the main reasons why the vast majority of regulatory control loops perform so badly is a general complete lack of understanding and the knowledge of the principles of practical control. In my view, this admittedly harsh comment applies pretty generally across all disciplines in a plant including process specialists, operators, and even to C&I (Control and Instrumentation) managers, engineers, and technicians, whom top management expect to have the requisite knowledge and skills.

The reason for this is (as I have mentioned many times before), is the almost complete lack of training of practical, as opposed to only theoretical control theory that is taught in most educational institutions dealing with feedback control. The basic theory is brilliant, and I am a great admirer of mathematicians Bode, Nyquist, and Nichols who evolved it using purely their mental powers in days when there was no control systems as such. However it needs a whole supplement of practical training so that it can be used in the world of real control which has to deal with horrible things like mechanical final control elements, non-linearity’s, noise, and many other factors that the theory doesn’t, and really can’t take into account.

Due to the lack of understanding, people develop their own perceptions and ideas of control, which are often wrong. Typical examples of incorrect perceptions are:

1. Any problem can be solved by tuning.

2. Computerised control and instrumentation equipment must perforce be right due to the fact a computer is involved. Furthermore computerised systems don’t need skilled people to use them, and set them up correctly.

3. Smart positioners eliminate all valve problems, as they also contain a computer.

4. Similarly smart transmitters must give correct PV values.

5. If loops operate in automatic then the control is good.

6. The control is good if the trends are nice straight lines.

7. Feedback control systems should be able to eliminate variance completely irrespective of dynamics in the process and in load changes.

8. Feedback control systems should be able to eliminate variance completely, both on the input and output of the process.

9. If the output of the controller moves around a lot it's bad. [In fact many continuous process control performance monitoring packages incorporate a feature called “valve travel index” (VTI) to measure this. However no account is usually taken of load changes. So if the VTI is too high, the controller is often detuned.]

I recently spend a few days in a mining processing plant, where the control people including the control manager only judge control performance by looking at the trends. If there is no cycling then they say the controls are fine. When I pointed out to them that all their flow loops were almost tuned “into manual” and could not respond properly to changes, they wouldn’t believe it until we did some setpoint changes. Controls are there to minimise variance in changing conditions. In cases where the plant is running in a steady state condition, and provided there is a little bit of gain, and some integral set in the controller, then the process will eventually get to setpoint and stay there, as nothing is changing.

In reality operators set up the controls in manual, and when they get the process to the desired operating point (setpoint), they switch over to automatic. If nothing is changing then the process stays there and the trends are beautiful straight lines.

What happens if there is a change, which could be either a setpoint change, or a load disturbance? In most cases in real life, the controls are set up so slowly that the controller cannot deal with the change in automatic, so in most plants the operators immediately switch back to manual, and adjust the controller’s output to get the process back to setpoint. They then switch back to auto.

To illustrate the case in point at the plant where I was working, all flow control loops had an integral value set in them of 60 seconds. As integral value should be set for self-regulating processes equal to the time constant of the process. An integral value of 60 seconds for the average flow loop immediately informs one that it is about 30 to 60 times to slow, and there is no way that the control will be able to deal effectively with changes.


Fig. 1

The comparison in tuning is dramatically illustrated in Figures 1 and 2. In the first figure one can see the response to a 10% setpoint change on one of the flow loops with the existing “as found” tuning. The process has not even reached setpoint a half an hour later. With the correct integral in the tuning, and a gain that allows effectively critical damping – which is considered a fairly slow and extremely robust tune, the process gets to setpoint in about 30 seconds, after the same setpoint change. This is shown in Figure 2.


Fig. 2

The control people in the plant had always considered that their flow loops were working extremely well! However the fact is that the tuning was useless, and as they only looked at trends when the flow process is stable they saw everything steady on setpoint, and no cycling, so they were happy. In fact one could say that they may just as well have left all their flows on manual. What is the point of using expensive control equipment that isn’t actually working properly?

Their main concern was in fact the control on their floatation bank levels, which were cyclic in the extreme.

A previous Case History No. 105, dealt with some aspects of floatation bank flow controls. However the control of the level in each cell is also critical. Figure 3 shows a typical bank with only 4 cells, but most banks in platinum concentrators contain many more cells. Furthermore the output from certain banks is also fed into other banks downstream. The level in each cell is monitored by a level transmitter, (usually ultrasonic), and this PV signal is sent to a level feedback controller which modulates one (or sometimes 2 parallel) valves on the output of the tank. The output flow from the cell then gravitates into the next tank, and so on down the line.


Fig. 3

A future Case History will be dedicated only to discussing the problems associated with the level control of floatation banks. However for the moment let it suffice to say that there are in fact numerous problems which make this particular type of process extremely difficult to control, and it is extremely hard to achieve accurate control and keep levels in cells constant. One of the main problems which I wish to discuss here is that the levels in the cells throughout the banks tend to be very cyclic.

Levels are integrating type processes which for all the reasons detailed in my Loop Signature Series are inherently unstable and tend by nature to be very cyclic. Now it is obvious that if the feed into the first cell in a bank is not constant, then the feedback controller will react and will adjust the valve on the cell’s output, which in turn will cause the feed into the next cell to also vary. This will repeat all the way down the bank.

A problem that will be explained in the future article is that an unstable or non-constant feed into the bank will almost certainly result in cycling, which will probably occur in all the cells in the bank. Unfortunately, again for reasons that cannot be dealt with now, the feedback level control of floatation bank cells generally has to be pretty slow, and it is almost impossible to keep the levels constant if the flow through the bank is continually changing. What generally results is almost an “amplifier” effect with a smallish cycle in the first cell getting larger and larger as you go down the bank.

Now the view of the metallurgists in the particular plant I was working in, and it is also a view I have found in many other plants as well, is that there are level controllers in each cell and it should surely be a simple matter to tune them properly so as to eliminate cycling completely.

Now whilst it is completely true that the main reason for applying controllers to continuous process plants is to minimize control variance on each process, unfortunately these people fail to comprehend the fact that control cannot completely make variance vanish completely. All the controller does is in fact is to transfer the variance from the measurement (output) side of the process to the other (input) side of the process. This is nicely illustrated in Figures 4 and 5. So although one may be able to try and keep the level fairly constant in the first cell of the bank by using the best and fastest possible tuning (which unfortunately as stated above, is not all that fast), the variance is immediately transferred into the second tank, and because of the dynamics of the processes, and the tuning, it is usually actually increases the variance in the next cell. Hence this “amplifier” effect.

Fig. 4


Fig. 5

Feedback control cannot deal very effectively with this problem. Therefore the most essential thing in this type of process is to ensure that the feed into a floatation bank is kept as steady and constant as possible. To achieve this, it is necessary to absorb fluctuations in feeds occurring upstream in the process by installing a surge tank situated immediately before the bank. This tank must be sized large enough to allow a constant feed to be made into the bank under all load conditions. The surge tank has to have a special level control applied which keeps the tank from overflowing or running empty but at the same time tries to keep the output flow as constant as possible; and if and when it does change, then the change must be made to be very slow. The best way of achieving this is to use an “error cube” technique which has been described fully in Loop Signature P1-29 (available on CD for persons outside South Africa). (The next Case History due for publication in 2 months, will also be discussing some more aspects of this.)

Once the flow into the first cell is nice and steady, then the feedback control can deal happily with the level, and does not have to keep on making variations which would affect the next cell, etc. Unfortunately this plant had been designed and built without any surge tanks, so most of the banks in the plant were nearly always cycling badly. To compound the problem, the outlet of some banks is fed into the input of other banks, and the outlet of certain banks is also recirculated into the same bank. These feeds which of course are now very cyclic, compound the problem dramatically, and there is very little chance that any simple fix can be made, such as tuning. Of course the general impression of personnel in the plants is that all that needs to be done is to tune the controllers properly.

It should be mentioned that various more advanced techniques such as feedforward control systems can be used to try and minimise the problem, but these generally are not all that successful, as dynamics and conditions change with time and loads, and the dynamic models used then no longer work well. One very “clued-up” plant metallurgist I worked with some time ago, said that her advanced control floatation bank level control system worked well provided it was completely retuned at least once every 6 weeks. This would not be so critical if the basic things like surge tanks to ensure constant feeds were incorporated, which could then allow the base layer controls to work properly.

If the plant designers and process experts only had better understanding of the principles of practical process control, they would be able to design and get their plants to operate much better with vastly increased recovery rates, and far less problems. Their perceptions of the operation and capabilities of controls are generally completely wrong.



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Michael Brown is a specialist in control loop optimisation, with many years of experience in process control instrumentation. His main activities are consulting, and teaching practical control loop analysis and optimisation. He gives training courses which can be held in clients' plants, where students can have the added benefit of practising on live loops. His work takes him to plants all over South Africa, and also to other countries. He can be contacted at:
Tel (011) 486-0567
Fax (011) 646-2385
E-Mail: 
michael.brown@mweb.co.za